In order to fully demonstrate that their policies and procedures comply with regulatory requirements, financial services organizations must use information that goes beyond traditional data sources. Trade surveillance exemplifies this because alternative data sources are needed to provide a deeper understanding of the intent of trade activities. This post describes how visual analytics can provide compliance officers with actionable insight that will enable them to identify and investigate events more efficiently and establish a robust and defensible process across their enterprise.

This was first published on the Arcadia Data website.